Environmental Scarcities and Violent Conflict: Evidence from Cases
by Thomas F. Homer-Dixon
Part 3
There are important links between the processes identified in the second and third hypotheses. For example, although population movement is sometimes caused directly by scarcity, more often it arises from the greater poverty caused by this scarcity. Similarly, the weakening of the state increases the likelihood not only of deprivation conflicts, but of group-identity conflicts.
It is useful, therefore, to bring the hypotheses together into one model of environment-conflict linkages (Figure 2). Decreases in the quality and quantity of renewable resources, population growth, and unequal resource access act singly or in various combinations to increase the scarcity, for certain population groups, of cropland, water, forests, and fish. This can reduce economic productivity, both for the local groups experiencing the scarcity and for the larger regional and national economies. The affected people may migrate or be expelled to new lands. Migrating groups often trigger ethnic conflicts when they move to new areas, while decreases in wealth can cause deprivation conflicts such as insurgency and rural rebellion. In developing countries, the migrations and productivity losses may eventually weaken the state which in turn decreases central control over ethnic rivalries and increases opportunities for insurgents and elites challenging state authority. Figure 3 shows how these linkages work in the Filipino case.


South Africa and Haiti illustrate this combined model. In South Africa, apartheid concentrated millions of blacks in some of the country's least productive and most ecologically sensitive territories, where population densities were worsened by high natural birth rates. In 1980, rural areas of the Ciskei homeland had 82 people per square kilometer, whereas the surrounding Cape Province had a rural density of 2. Homeland residents had little capital and few resource-management skills and were subject to corrupt and abusive local governments. Sustainable development in such a situation was impossible, and wide areas were completely stripped of trees for fuelwood, grazed down to bare dirt, and eroded of top soil. A 1980 report concluded that nearly 50 percent of Ciskei's land was moderately or severely eroded, and nearly 40 percent of its pasturage was overgrazed.70
This loss of resources, combined with a lack of alternative employment and the social trauma caused by apartheid, created a subsistence crisis in the homelands. Thousands of people have migrated to South African cities, which are as yet incapable of adequately integrating and employing these migrants. The result is the rapid growth of squatter settlements and illegal townships that are rife with discord and that threaten the country's move to democratic stability.71
In Haiti, the irreversible loss of forests and soil in rural areas deepens an economic crisis that spawns social strife, internal migration, and an exodus of "boat people." When first colonized by the Spanish in the late fifteenth century and the French in the seventeenth century, Haiti was treasured for its abundant forests. Since then, Haiti has become one of the world's most dramatic examples of environmental despoliation. Less than two percent of the country remains forested, and the last timber is being felled at four percent per year.72 As trees disappear, erosion follows, worsened by the steepness of the land and by harsh storms. The United Nations estimates that at least 50 percent of the country is affected by topsoil loss that leaves the land "unreclaimable at the farm level."73 So much soil washes off the slopes that the streets of Port-au-Prince have to be cleared with bulldozers in the rainy season.
Unequal land distribution was not a main cause of this catastrophe. Haiti gained independence in 1804 following a revolt of slaves and ex-slaves against the French colonial regime. Over a period of decades, the old plantation system associated with slavery was dismantled, and land was widely distributed in small parcels.74 As a result, Haiti's agricultural structure, unique to Latin America, has 73 percent of cropland in private farms of less than 4 hectares.75
But inheritance customs and population growth have combined to produce scarcity, as in Bangladesh. Land has been subdivided into smaller portions with each generation. Eventually the plots cannot properly support their cultivators, fallow periods are neglected, and greater poverty prevents investment in soil conservation. The poorest people leave for steeper hillsides, where they clear the forest and begin farming anew, only to exhaust the land in a few years.76 Many peasants try to supplement their falling incomes by scavenging wood for charcoal production, which contributes to further deforestation.
These processes might have been prevented had a stable central government invested in agriculture, industrial development, and reforestation. Instead, since independence Haiti has endured a ceaseless struggle for power between black and mulatto classes, and the ruling regimes have been solely interested in expropriating any surplus wealth the economy generated. Today, over 60 percent of the population is still engaged in agriculture, yet capital is unavailable for agricultural improvement, and the terms of exchange for crop production favor urban regions.77 The population growth rate has actually increased, from 1.7 percent in the mid-1970s to over 2 percent today: the UN estimates that the current population of 6.75 million will grow to over 13 million by 2025.78 As the land erodes and the population grows, incomes shrink: agricultural output per capita has decreased ten percent in the last decade.79
Analysts agree that rising rural poverty has caused ever-increasing rural-rural and rural-urban migration. In search of work, agricultural workers move from subsistence hillside farms to rice farms in the valleys. From there, they go to cities, especially to Port-au-Prince, which now has a population of over a million. Wealthier farmers and traders, and even those with slimmer resources, try to flee by boat.
These economic and migration stresses are undoubtedly contributing to civil strife. In the aftermath of the collapse of "Baby Doc" Duvalier's regime in 1986, the poor unleashed their vengeance on those associated with the regime, in particular on Duvalier's gangs of enforcers, the tontons macoutes. During his election campaign and his short tenure as president, Jean-Bertrand Aristide reportedly encouraged poor slum-dwellers to attack Haiti's elite. Fearful of uprisings, the current military regime has ferociously oppressed the country's poor and peasantry. Even if the present political stalemate is resolved, Aristide is returned to power, and international sanctions are lifted, Haiti will be forever bear the burden of its irreversibly ravaged environment, which may make it impossible to build a prosperous, just, and peaceful society.
Environmental scarcity often acts as a powerful long-term social stressor, but does it have any independent role as a cause of conflict? Many analysts assume that it is no more than a fully endogenous intervening variable linking political, economic, and social factors to conflict: By this view, environmental scarcity may be an important indicator that political and economic development has gone awry, but it does not merit, in and of itself, intensive research and policy attention at the expense of more fundamental political and economic factors.
But the cases reviewed here highlight three reasons why this view is wrong. First, as we saw in the Senegal and Jordan basins, environmental scarcity can itself be an important force behind changes in the politics and economics governing resource use. In both cases, scarcity caused powerful actors to increase in their own favor the inequities in the distribution of resources. Second, ecosystem vulnerability is often an important variable contributing to environmental scarcity, and this vulnerability is, at least in part, an independent physical factor: the depth of soils in the Filipino uplands and the vulnerability of Israel's aquifers to salt intrusion are not functions of human social institutions or behavior. Third, in many parts of the world -including regions of the Philippines, Haiti, Peru, and South Africa -- environmental degradation has crossed a threshold of irreversibility. Even if enlightened social change removes the original political, economic, and cultural causes of the degradation, it will be a continuing burden on society. Once irreversible, in other words, environmental degradation becomes an exogenous variable.
Environmental scarcity has insidious and cumulative social impacts, such as population movement, economic decline, and the weakening of states. These can contribute to diffuse and persistent sub-national violence. The rate and extent of such conflicts will increase as scarcities worsen.
This sub-national violence will not be as conspicuous or dramatic as interstate resource wars, but it will have serious repercussions for the security interests of both the developed and the developing worlds. Countries under such stress may fragment as their states become enfeebled and peripheral regions are seized by renegade authorities and warlords. Governments of countries as different as the Philippines and Peru have lost control over outer territories; although both these cases are complicated, it is nonetheless clear that environmental stress has contributed to their fragmentation. Fragmentation of any sizeable country will produce large outflows of refugees; it will also hinder the country from effectively negotiating and implementing international agreements on collective security, global environmental protection, and other matters.
Alternatively, a state might keep scarcity-induced civil strife from causing its progressive enfeeblement and fragmentation by becoming a "hard" regime that is authoritarian, intolerant of opposition, and militarized. Such regimes are more prone to launch military attacks against neighboring countries to divert attention from internal grievances. If a number of developing countries evolve in this direction, they could eventually threaten the military and economic interests of rich countries.
A state's ability to become a hard regime in response to environmentally induced turmoil depends, I believe, on two factors. First, the state must have sufficient remaining capacity -- despite the debilitating effects of scarcity -- to mobilize or seize resources for its own ends; this is a function of the internal organizational coherence of the state and its autonomy from outside pressures. Second, there must remain enough surplus wealth in the country's ecological-economic system to allow the state, once it seizes this wealth, to pursue its authoritarian course. Consequently, the countries with the highest probability of becoming "hard" regimes, and potential threats to their neighbors, are large, relatively wealthy developing countries that are dependent on a declining environmental base and that have a history of state strength. Candidates include Indonesia and, perhaps, Nigeria.
Our research suggests that environmental pressures in China may cause the country's fragmentation.80 This is not the received wisdom: most experts have been distracted by the phenomenal economic expansion in China's coastal areas; they have tended to project these trends onto the rest of the country and to neglect the dangers posed by resource scarcities.81 The costs of misreading of the Chinese situation could be very high. China has over one-fifth of the world's population, a huge military with growing power-projection capability, and unsettled relations with some of its neighbors. The effects of Chinese civil unrest, mass violence, and state disintegration could spread far beyond its borders.
Chinese fertility rates peaked at the height of the cultural revolution between 1969 and 1972. Population growth will peak at about 17 million per year in the mid-199Os, as the babies born during the cultural revolution reach their reproductive years. In the late 1980s and early 1990s, specialists tempered their optimism about Chinese ability to bring population growth down to replacement rate. 82 Market liberalization in the countryside undermined the one-child policy. In rural areas state coercion seemed less effective, and peasants enriched by market reforms could more easily pay fines. In some provinces, therefore, it became common for families to have two or three children. The most recent evidence, however, suggests that Chinese authorities have renewed their commitment to controlling population growth. In response to often extremely coercive measures by low-level officials, fertility rates have fallen below two children per woman for the first time.83 But experts are not sure that this accomplishment can be sustained for long, and even if it is, China's population will continue to grow well into the next century.
Only two poor populous countries in the world have less arable land per capita than China: Egypt and Bangladesh. In fact, 300 million people in China's interior have even less arable land than the Bangladeshis. China has little scope to expand irrigated and arable land, although it might be able to increase the intensity of irrigation in some places. Consequently, continued population growth and loss of cropland mean that China will have 25 percent less arable land per capita by 2010. Moreover, the remaining land will often be of declining quality: every year the country loses as much nitrogen and phosphorous from soil erosion as it applies in inorganic fertilizer. Vaclav Smil notes that many experts and senior authorities in China are frightened by the environmental situation, believing the country has already crossed key thresholds of unsustainability. Grain is a constant preoccupation of the leadership, and imports even into rich areas may soon be necessary. Already, tens of millions of Chinese are trying to migrate from the country's interior and northern regions, where water and fuelwood are desperately scarce and the land is often badly damaged, to the booming coastal cities. Smil expects bitter disputes among these regions over migration and water sharing.
Jack Goldstone has estimated the consequences of these stresses for social stability. He notes that population and resource pressures led to widespread civil violence in China during the Ming and Qing dynasties.84 The current regime recognizes that such pressures will cause mounting grievances in the worst-affected regions. "The rapidly growing population of the north and west cannot be fed and employed within those regions," Goldstone writes. "There is not sufficient land, nor sufficient water, to provide for the additional hundreds of millions that will be born in the next decades."85 If large-scale migration out of the region is blocked, deprivation conflicts in the northwest are likely. Coupled with merchant and worker resistance in the major cities, they would probably lead to the fall of the central government. If the migration is diverted into China's southern countryside, deprivation and group identity conflicts are likely to result there.
The only realistic policy is to permit movement to the wealthy coastal cities. Coastal areas must therefore be allowed to continue their rapid economic growth to absorb surplus labor. But, Goldstone argues, the Beijing government will have great difficulty maintaining economic and political control over this process. Economic liberalization helps to mobilize the population by dissolving long-standing social relations, and this weakens the Communist Party's ability to micro-manage Chinese society. Moreover, the Party is divided from the very non-Party elites that are rapidly expanding because of economic growth, including student, business, and professional groups. Further growth will depend on private domestic investment, which will encourage these elites, and also workers in private industry, to demand democratization and responsiveness of the regime. The Party has also been weakened by deep internal disagreements over the rate and degree of economic and political liberalization; suspicions about the reliability of the Army; and worker discontent that remains high throughout the country.
Divisions within the regime and among elites, combined with an increasingly mobilized population, create greater opportunities for challenges to central authority. But resource and population pressures force the regime to pursue policies, such as further economic liberalization, that only weaken it more. Goldstone believes that long-term stability would be more likely if China were to begin serious democratization soon, but he is not sanguine. Central authorities will probably refuse to recognize their loosening grip on the society, and this will eventually prompt secessionist movements in Moslem lands to the west and Tibet in the South. Sichuan may also seek independence. "Once the glue of unified communist rule dissolves, China may once again, as it has so often in its history following the fall of unifying dynasties, experience a decade or even century-long interregnum of warring among regional states."86
Our research shows that environmental scarcity causes violent conflict. This conflict tends to be persistent, diffuse, and sub-national. Its frequency will probably jump sharply in the next decades as scarcities rapidly worsen in many parts of the world. Of immediate concern are scarcities of cropland, water, forests, and fish, whereas atmospheric changes such as global warming will probably not have a major effect for several decades, and then mainly by interacting with already existing scarcities.
The degradation and depletion of environmental resources is only one source of environmental scarcity; two other important sources are population growth and unequal resource distribution. Scarcity often has its harshest social impact when these factors interact. As environmental scarcity becomes more severe, some societies will have a progressively lower capacity to adapt. Of particular concern is the decreasing capacity of the state to create markets and other institutions that promote adaptation. The impact of environmental scarcity on state capacity deserves further research.
Countries experiencing chronic internal conflict because of environmental stress will probably either fragment or become more authoritarian. Fragmenting countries will be the source of large out-migrations, and they will be unable to effectively negotiate or implement international agreements on security, trade and environmental protection. Authoritarian regimes may be inclined to launch attacks against other countries to divert popular attention from internal stresses. Any of these outcomes could seriously disrupt international security. The social impacts of environmental scarcity therefore deserve concerted attention from security scholars.
These pages are maintained by the Trudeau Centre for Peace and Conflict Studies at the University of Toronto. We welcome your comments.
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